08 Mar 2017

Form 8.5 (EPT/RI) London Stock Exchange

Source: RNS
RNS Number : 8805Y
Deutsche Bank AG
08 March 2017
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Deutsche Bank AG London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

 

Use a separate form for each offeror/offeree

London Stock Exchange Group Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Deutsche Boerse AG

(d) Date dealing undertaken:

07/03/2017

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

 

If it is a cash offer or possible cash offer, state "N/A"

Yes - Deutsche Boerse AG

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received GBP

Lowest price per unit paid/received GBP

6 79/86p ordinary

Purchase

102,024

31.10

30.80

6 79/86p ordinary

Sales

315,971

31.095

30.78

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

6 79/86p ordinary

SWAP

LONG

1

30.920361

6 79/86p ordinary

SWAP

LONG

2

30.826917

6 79/86p ordinary

SWAP

LONG

3

30.826917

6 79/86p ordinary

SWAP

LONG

5

30.889312

6 79/86p ordinary

SWAP

LONG

5

30.920361

6 79/86p ordinary

SWAP

LONG

5

30.920361

6 79/86p ordinary

SWAP

LONG

5

30.89691

6 79/86p ordinary

SWAP

LONG

6

30.872734

6 79/86p ordinary

SWAP

LONG

7

30.826917

6 79/86p ordinary

SWAP

LONG

8

30.826917

6 79/86p ordinary

SWAP

LONG

8

30.920361

6 79/86p ordinary

SWAP

LONG

14

30.929515

6 79/86p ordinary

SWAP

LONG

17

30.957491

6 79/86p ordinary

SWAP

LONG

21

30.947186

6 79/86p ordinary

SWAP

LONG

22

30.89123

6 79/86p ordinary

SWAP

LONG

22

30.981915

6 79/86p ordinary

SWAP

LONG

30

30.883461

6 79/86p ordinary

SWAP

LONG

31

30.885806

6 79/86p ordinary

SWAP

LONG

36

30.920361

6 79/86p ordinary

SWAP

LONG

43

30.894211

6 79/86p ordinary

SWAP

LONG

54

30.952265

6 79/86p ordinary

SWAP

LONG

57

30.966243

6 79/86p ordinary

SWAP

LONG

59

30.967089

6 79/86p ordinary

SWAP

LONG

76

30.925487

6 79/86p ordinary

SWAP

LONG

81

30.957244

6 79/86p ordinary

SWAP

LONG

93

30.939097

6 79/86p ordinary

SWAP

LONG

117

30.890259

6 79/86p ordinary

SWAP

LONG

119

30.91992

6 79/86p ordinary

SWAP

LONG

137

30.925623

6 79/86p ordinary

SWAP

LONG

164

30.892079

6 79/86p ordinary

SWAP

LONG

233

30.888787

6 79/86p ordinary

SWAP

LONG

272

30.96627

6 79/86p ordinary

SWAP

LONG

301

30.950443

6 79/86p ordinary

SWAP

LONG

312

30.964799

6 79/86p ordinary

SWAP

LONG

385

30.99

6 79/86p ordinary

SWAP

LONG

387

30.97708

6 79/86p ordinary

SWAP

LONG

480

30.931075

6 79/86p ordinary

SWAP

LONG

491

30.875096

6 79/86p ordinary

SWAP

LONG

520

30.868631

6 79/86p ordinary

SWAP

LONG

542

30.922495

6 79/86p ordinary

SWAP

LONG

629

30.923533

6 79/86p ordinary

SWAP

LONG

736

30.891664

6 79/86p ordinary

SWAP

LONG

1,588

30.966236

6 79/86p ordinary

SWAP

LONG

2,211

30.867794

6 79/86p ordinary

SWAP

LONG

2,532

30.870553

6 79/86p ordinary

SWAP

LONG

3,059

30.921851

6 79/86p ordinary

SWAP

LONG

8,482

30.943016

6 79/86p ordinary

SWAP

LONG

9,072

30.975504

6 79/86p ordinary

SWAP

LONG

12,947

30.867936

6 79/86p ordinary

SWAP

LONG

13,020

30.943016

6 79/86p ordinary

SWAP

LONG

13,927

30.975504

6 79/86p ordinary

SWAP

LONG

71,992

30.943016

6 79/86p ordinary

SWAP

LONG

77,001

30.975504

6 79/86p ordinary

SWAP

SHORT

141

30.911682

6 79/86p ordinary

SWAP

SHORT

618

30.820615

6 79/86p ordinary

SWAP

SHORT

2,107

31.075622

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description

e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/received per unit









 

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit






 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)





 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

Date of disclosure:

08/03/2017

Contact name:

Corinna Chan

Telephone number:

+44 207 5450774

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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